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Email On December 14, 2022, the U.S. Securities and Exchange Commission (“SEC”) unanimously adopted final rules adding new conditions applicable to Rule 10b5-1 trading plans and requiring disclosure of the adoption, modification or termination of Rule 10b5-1 trading plans by directors and officers of public companies. https://www.cadwalader.com/resources/clients-friends-memos/ringing-in-the-new-year--practical-tips-for-public-companies-to-implement-the-new-sec-rule-10b5-1-trading-plan-rules-in-their-internal-policies-and-procedures