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Email On November 13, 2009, the Securities and Exchange Commission (“SEC”) released a proposal (the “Proposal”) to amend the regulatory requirements “that apply to non-public trading interest in National Market System (“NMS”) stocks.” https://www.cadwalader.com/resources/clients-friends-memos/securities-and-exchange-commission-proposes-regulation-of-indications-of-interest-and-dark-pools