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Cadwalader defends clients in enforcement actions and investigations that are:
- Initiated by the SEC; DOJ; United States Attorneys; FDIC; OCC; FINRA; Federal Reserve; OFAC; FTC; States attorneys general; and Congressional committees; and
- Involving allegations of securities, banking, and accounting fraud; insider trading; broker-dealer and investment adviser compliance; deceptive trade practice; and alleged violations of the Foreign Corrupt Practices Act (“FCPA”), anti-money laundering laws, export control laws, and national security matters.
We also advise and represent clients in reaching creative resolutions (using litigation if necessary) to a wide range of disputes with investors and trading counterparties and internally among the principals of management companies and/or with employees.
