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Insider Trading and Off-Channel Communications: Remote and Hybrid Work Environment Checklist
Reprinted from: LexisNexis | July 12, 2024This checklist discusses company risks related to insider trading (specifically regarding the misappropriation of material nonpublic information (MNPI)) and recordkeeping (specifically regarding off-channel communications) in remote and hybrid work environments. The checklist highlights recent cases brought by the U.S. Securities and Exchange Commission (SEC) and provides risk mitigation guidance.
